New & Retired – CTA changing their registrations

As part of an experimental data set, we are tracking new CTA but also funds that are closing. A number of funds decided to register as CTAs last month, this time with a clear non-US focus, with two in London and one in Geneva. Sadly, the number of closed management companies exceeded the new funds.

NFA IDFirmNameCityStateCountryStatus
526803Salterra Asset Management LlcLondonEnglandUnited KingdomPending
524787Bbshares Capital Management Limited Grand CaymanCayman IslandsPending
514241Cirera Capital LimitedLondon United KingdomPending
503312Alpstone Capital Suisse saGeneva SwitzerlandPending
446324Abaci Cp Advisors LlcStatesvilleNorth CarolinaUnited StatesPending

In terms of closures, the most notable is Blenheim’s withdrawal of their status something that was reported a while ago: https://www.bloomberg.com/news/articles/2019-10-18/blenheim-commodities-fund-to-close-as-founder-kooyker-bows-out

NFA IDFirmNameCityStateCountryStatus
524272Pacific Global Wealth Group Limited LondonUnited KingdomWithdrawn
523863Dale Investment Management LlcMiamiFloridaUnited StatesWithdrawn
520836Xebec Investment Advisors LlcHermosa BeachCaliforniaUnited StatesWithdrawn
516983Yin Yang Capital LlcOceansideCaliforniaUnited StatesWithdrawn
512221Tftc Capital Management LlcNorth MiamiFloridaUnited StatesWithdrawn
508429Trajectoire Capital Group LlcGeneva SwitzerlandWithdrawn
490919Alva Capital Management LlcNew YorkNew YorkUnited StatesWithdrawn
465598Energy Analytics Group LlcWellingtonFloridaUnited StatesWithdrawn
437140Cohesion Capital LlcProvidenceRhode IslandUnited StatesWithdrawn
425146Broadcap Global Management LlcAmityvilleNew YorkUnited StatesWithdrawn
415152Blenheim Natural Resources Management LlcPrincetonNew JerseyUnited StatesWithdrawn
324960Steven G Newcom LlcPunta GordaFloridaUnited StatesWithdrawn
298075Zenith Resources IncGodleyTexasUnited StatesWithdrawn

Photo by Randall Ruiz on Unsplash

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